Futu Holdings: The CSRC intends to impose a total fine of approximately 1.85 billion yuan on the company and plans to fine the company's founder 1.25 million yuan personally
By: rootdata|2026/05/23 04:45:00
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Futu Holdings (FUTU.O) anunció hoy que la empresa ha recibido un aviso de investigación y un preaviso de sanción administrativa de la Comisión Reguladora de Valores de China (CSRC) y su sucursal de Shenzhen.
La CSRC señaló que ciertas entidades de Futu en China continental y Hong Kong han llevado a cabo actividades de valores, venta de fondos públicos y negocios de futuros en China continental sin obtener las licencias o aprobaciones necesarias, infringiendo la Ley de Valores, la Ley de Fondos de Inversión en Valores y la Ley de Futuros y Derivados de la República Popular China. La CSRC tiene la intención de ordenar a las empresas pertinentes que rectifiquen o cesen dichas actividades, confiscar las ganancias ilegales e imponer multas, con una multa total propuesta de aproximadamente 1850 millones de yuanes (unos 271 millones de USD).
Además, la CSRC planea imponer una multa personal de 1,25 millones de yuanes (unos 183 575 USD) al fundador y CEO de la empresa, el Sr. Li Hua. Futu Holdings declaró que las multas propuestas aún están sujetas a procedimientos adicionales y a la decisión final de la CSRC.
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